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FINRA Awards for Stephen Wittels

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0353306/19/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Stephen Wittels
Respondent Lawyers(s): Stephen Wittels
Arbitrator(s): Donald S. Simons
Hearing Site: Los Angeles, CA

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