| 13-01882 | 01/17/2014 | Claimant(s): Michael Caldera
Claimant Lawyers(s): Mike H. Caldera
Respondent(s): Benson York Group.
Respondent Lawyers(s): Bradford A. Miller
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
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| 13-02100 | 01/17/2014 | Claimant(s): Philippe Rousseaux
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Sheila Murphy
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
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| 12-00601 | 01/16/2014 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Ian Lowitt, Martin Courage, Mitchell Cox, Preston McSwain, Stephen Houston, Thomas Kalaris, Barclays Bank PLC
Respondent Lawyers(s): David G. Russell, Lisa G. Arrowood
Arbitrator(s): Christine Armstrong, Tom L. Peterson, Steven S. Manos
Hearing Site: Boston, MA
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| 13-01751 | 01/16/2014 | Claimant(s): James Hintz
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners., Beacon Acquisition Partners.
Respondent Lawyers(s): Christopher P. Parrington
Arbitrator(s): William E. Hartsfield, David B. Dyer, Donald C. Hood
Hearing Site: Dallas, TX
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| 12-01234 | 01/15/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward A. Walton
Respondent(s): Robert Brooks
Respondent Lawyers(s): Gilbert J. Andia
Arbitrator(s): John Russell Barlow
Hearing Site: Raleigh, NC
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| 13-01215 | 01/14/2014 | Claimant(s): James Sondell
Claimant Lawyers(s): James M. Sondell
Respondent(s): Melvin Securities, L.L.C.
Respondent Lawyers(s): Michael Wise
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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| 08-00990 | 01/13/2014 | Claimant(s): Lehman Brothers Inc
Claimant Lawyers(s): Jennifer Hwang
Respondent(s): Jason Kraskiewicz
Respondent Lawyers(s): Jason Kraskiewicz
Arbitrator(s): Alexander I. Heckman, Daniel H. Yaffe, Mark I. Scheinbaum
Hearing Site: Boca Raton, FL
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| 13-00626 | 01/13/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jamie L. Helman
Respondent(s): Jamil Ahmed
Respondent Lawyers(s): Jamil Ahmed
Arbitrator(s): Mark Mendley
Hearing Site: New York, NY
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| 10-04787 | 01/10/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): James Cooper
Respondent Lawyers(s): Michael Cooper
Arbitrator(s): Langdon T. Owen, Wendy L. Harris, Seymour A. Kolman
Hearing Site: Boise, ID
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| 11-00193 | 01/10/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): John Mann, Thomas Mann
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Mary Beth Wheeler, William C. Alsover, William M. Azkoul
Hearing Site: Detroit, MI
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