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FINRA Awards for Jamie L. Helman

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0303607/02/2020Claimant(s): Steven Kavall
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jamie L. Helman
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
15-0051610/28/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jamie L. Helman
Respondent(s): Scott Fox
Respondent Lawyers(s): Scott Fox
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
13-0062601/13/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jamie L. Helman
Respondent(s): Jamil Ahmed
Respondent Lawyers(s): Jamil Ahmed
Arbitrator(s): Mark Mendley
Hearing Site: New York, NY

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