| 14-00136 | 12/30/2015 | Claimant(s): Jeffrey Cahoon
Claimant Lawyers(s): Marc A. Susswein
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Izabel P. McDonald
Arbitrator(s): William G. Binckes, Richard A. Cini, Kumar Atmakuri Ram
Hearing Site: New York, NY
| | $0 |
| 14-02150 | 12/30/2015 | Claimant(s): Gregory Martino
Claimant Lawyers(s): Philip M. Halpern
Respondent(s): Charles Reiling, Francis Mitchell, Michael Donnelly, Coastal Equities.
Respondent Lawyers(s): Dana S. Gloor, Daniel J. Donovan, Francis G. Mitchell
Arbitrator(s): Henry F. Minnerop, Alice E. Winkler, David J. Weisenfeld
Hearing Site: New York, NY
| | $0 |
| 15-00386 | 12/30/2015 | Claimant(s): Richard Zinman
Claimant Lawyers(s): Aari Itzkowitz
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): John Daly, Robert E. Anderson, Thomas A. Abitabile
Hearing Site: New York, NY
| | $0 |
| 07-03055 | 12/29/2015 | Claimant(s): Ruthe Gomez, Advisory Financial Consultants.
Claimant Lawyers(s): Christopher Mader
Respondent(s): Locke Haven, TradeRight Securities.
Respondent Lawyers(s): Becky Townsend, Michael Rukojzo
Arbitrator(s): Charles E. Farnsworth, David J. Romanski, Michael Craig Butterworth
Hearing Site: San Francisco, CA
| | $0 |
| 07-03072 | 12/29/2015 | Claimant(s): TradeRight Corp. d/b/a TradeRight Securi
Claimant Lawyers(s): James V. Garvey
Respondent(s): Ruthe Gomez, Advisory Financial Consultants.
Respondent Lawyers(s): Christopher P. Mader
Arbitrator(s):
Hearing Site: San Francisco, CA
| | $0 |
| 13-00108 | 12/29/2015 | Claimant(s): Jeffrey Press
Claimant Lawyers(s): Patrick James Boyd
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter Chema
Arbitrator(s): Robina Fedora Asti, Jill I. Gross, Linda J. Baer
Hearing Site: New York, NY
| | $0 |
| 13-01294 | 12/29/2015 | Claimant(s): Justin Deleon
Claimant Lawyers(s): Daniel Felber
Respondent(s): Anthony Pace, Erik Pica, Kris Bortnovsky, Global Arena Capital Corp, Light Capital Group
Respondent Lawyers(s): Justin Greenblum
Arbitrator(s): Harold Webb, Robert S. Clemente, Frank Joseph Clemens
Hearing Site: New York, NY
| | $0 |
| 14-00352 | 12/29/2015 | Claimant(s): Intervest International Equities Corpora
Claimant Lawyers(s): Thomas E. Hayes
Respondent(s): Anthony Manaia
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Joseph R. Papo, Tracy L. Allen, Martin I. Reisig
Hearing Site: Detroit, MI
| | $0 |
| 15-00029 | 12/24/2015 | Claimant(s): Jason Taylor
Claimant Lawyers(s): Willard Knox
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Harry J Saginaw
Hearing Site: Dallas, TX
| | $0 |
| 15-00878 | 12/24/2015 | Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Michael Resciniti
Respondent Lawyers(s): Michael James Resciniti
Arbitrator(s): Jerome H. Levy, Emily Diamond, Anna Lascar
Hearing Site: New York, NY
| | $0 |
