Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00463 | 01/11/2019 | Claimant(s): Kent Pearce Claimant Lawyers(s): Armin Sarabi Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Louis P. Wagman Hearing Site: Baltimore, MD | $0 | |
| 18-00622 | 01/11/2019 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Michael Bessette Respondent(s): Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson Arbitrator(s): William G. Binckes Hearing Site: New York, NY | $0 | |
| 18-00830 | 01/11/2019 | Claimant(s): Richard Del Monte Claimant Lawyers(s): Michelle Atlas Respondent(s): Securities America. Respondent Lawyers(s): Chad E. Weaver Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA | $0 | |
| 18-00845 | 01/11/2019 | Claimant(s): Heather Evans Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | $0 | |
| 18-01678 | 01/11/2019 | Claimant(s): Daryn Pingleton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Randi Spallina Arbitrator(s): Herbert Branitsky Hearing Site: Boca Raton, FL | $0 | |
| 18-02825 | 01/11/2019 | Claimant(s): Ling Yung Wu Claimant Lawyers(s): Abigail Snow Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Lorrie E Whitfield Hearing Site: New York, NY | $0 | |
| 18-00013 | 01/10/2019 | Claimant(s): James Elam Claimant Lawyers(s): James Warren Elam Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Matthew R. Salamon, Mary Esther Escobedo, Joseph Neal Richardson Hearing Site: Little Rock, AR | $0 | |
| 18-00864 | 01/10/2019 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | $0 | |
| 18-01931 | 01/10/2019 | Claimant(s): David Powers Claimant Lawyers(s): Jon Andrew Jacobson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): T.R. Bynum Arbitrator(s): John D. Nagy Hearing Site: New York, NY | $0 | |
| 17-01064 | 01/09/2019 | Claimant(s): Albert Kaufman Claimant Lawyers(s): Albert Duncan Kaufman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Thomas J. Ray, Albert J. Haller, Robert Joseph Osdieck Hearing Site: St. Louis, MO | $0 |