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FINRA Awards for Heather Evans

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0084501/11/2019Claimant(s): Heather Evans
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Richmond, VA

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