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FINRA Awards for Albert Duncan Kaufman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0106401/09/2019Claimant(s): Albert Kaufman
Claimant Lawyers(s): Albert Duncan Kaufman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Thomas J. Ray, Albert J. Haller, Robert Joseph Osdieck
Hearing Site: St. Louis, MO

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