| 17-00947 | 02/19/2019 | Claimant(s): Amanjot Singh
Claimant Lawyers(s): Kevin T Duffy
Respondent(s): National Financial Services LLC
Respondent Lawyers(s): Peter Shadzik
Arbitrator(s): Richard W. Cutler, Howard W. Hirschhorn, Charles Francis Barr
Hearing Site: New York, NY
| | $0 |
| 17-01028 | 02/19/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Robert C. Denenberg, C. Sumpter Logan, Edward Bradbury Cloutman
Hearing Site: Dallas, TX
| | $0 |
| 18-01101 | 02/19/2019 | Claimant(s): Frank Cuenca
Claimant Lawyers(s): Michael Bessette
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Bradley Fishman
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: San Diego, CA
| | $0 |
| 18-01968 | 02/19/2019 | Claimant(s): Matthew Turner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $0 |
| 18-02241 | 02/19/2019 | Claimant(s): Ali Mahbod
Claimant Lawyers(s): Ali Mahbod
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Latoya C. Asia
Arbitrator(s): Brock B. Gordon
Hearing Site: Atlanta, GA
| | $0 |
| 17-01749 | 02/15/2019 | Claimant(s): Timothy Ruecker
Claimant Lawyers(s): Henry M Stein
Respondent(s): Jennifer Funke, Patrick Funke
Respondent Lawyers(s): Charles M. Callahan
Arbitrator(s): James M. Rapisarda, Donald Dreyfus, Ernst Janensch
Hearing Site: Phoenix, AZ
| | $0 |
| 18-00911 | 02/15/2019 | Claimant(s): William Jordan, WNJ Capital
Claimant Lawyers(s): Scott E. Diamond
Respondent(s): David Joyce
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Rafael A. Porrata-Doria, Peter George Erdely, John Chidester Heywood
Hearing Site: Philadelphia, PA
| | $0 |
| 18-03484 | 02/15/2019 | Claimant(s): Alejandro Mendieta
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Mark A Bilawsky
Hearing Site: Miami, FL
| | $0 |
| 18-00713 | 02/14/2019 | Claimant(s): Mark Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, CIBC World Markets Corp.
Respondent Lawyers(s): Alan S. Brodherson, Elizabeth Rose Aylett
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
| | $0 |
| 18-00941 | 02/14/2019 | Claimant(s): Roger Blythe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
| | $0 |
