Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01206 | 03/19/2024 | Claimant(s): Robert Cadena Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 23-03433 | 03/19/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Teresa J. Thong Respondent(s): Sona Rikhye Respondent Lawyers(s): Sona Rikhye Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA | ||
| 23-01285 | 03/19/2024 | Claimant(s): Joseph Cantrell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securian Financial Services. Respondent Lawyers(s): Beth Wiederholt Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 23-01151 | 03/18/2024 | Claimant(s): Timothy Longo Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Trident Partners Ltd. Respondent Lawyers(s): Eric J Sussman Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 22-02647 | 03/15/2024 | Claimant(s): Victor Tomassini Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR | ||
| 23-01961 | 03/15/2024 | Claimant(s): Mark Kennedy Claimant Lawyers(s): Debra A Jenks Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Michael S. Matek Hearing Site: Denver, CO | ||
| 23-00802 | 03/15/2024 | Claimant(s): Mark Lamkin Claimant Lawyers(s): Nathan Lamb Respondent(s): Calton & Associates. Respondent Lawyers(s): Saad Rahmouni Arbitrator(s): George G. Kurschner Hearing Site: Louisville, KY | ||
| 23-01293 | 03/15/2024 | Claimant(s): Nico Sethi Claimant Lawyers(s): Everett Pritchard Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA | ||
| 23-02473 | 03/15/2024 | Claimant(s): Marie Steinman Claimant Lawyers(s): Robert J. Girard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA | ||
| 23-01544 | 03/15/2024 | Claimant(s): Kerry Norwood Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VALIC Financial Advisors. Respondent Lawyers(s): Kathryn D. Perrault Arbitrator(s): John Kenneth Popham Hearing Site: Dallas, TX |