Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00260 | 04/29/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Carlin A. McCrory Respondent(s): Tony Graybeal Respondent Lawyers(s): Tony Graybeal Arbitrator(s): Christopher J. Klein Hearing Site: Orlando, FL | ||
| 23-02246 | 04/29/2024 | Claimant(s): Darrin Cohen Claimant Lawyers(s): Brian Luther Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Greg Curley Arbitrator(s): Andy W. Morgan Hearing Site: Atlanta, GA | ||
| 23-02189 | 04/29/2024 | Claimant(s): Yolanda Rosich Clemente Claimant Lawyers(s): Sara L. Velez Santiago Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramirez Morales Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
| 23-02762 | 04/29/2024 | Claimant(s): Jeffrey Hill Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 23-02932 | 04/29/2024 | Claimant(s): Chadwick Richards Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | ||
| 20-02486 | 04/26/2024 | Claimant(s): Rebecca Timmerman, Sherry Baker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): David E. Crawford Hearing Site: St. Louis, MO | ||
| 23-02870 | 04/26/2024 | Claimant(s): Williams Butcher Claimant Lawyers(s): Seth Ian Rubinson Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P. Nicholson Arbitrator(s): Oren L. Connaway, David Aaron DeSoto, James Douglas Gaughan Hearing Site: Houston, TX | ||
| 22-02912 | 04/26/2024 | Claimant(s): Vicente Castillo Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-01167 | 04/26/2024 | Claimant(s): Charles Skipper Claimant Lawyers(s): Harris Freedman Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL | ||
| 23-02975 | 04/25/2024 | Claimant(s): David Scranton Claimant Lawyers(s): James P. Galvin Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Thomas Drogan Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT |