Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00108 | 08/09/2019 | Claimant(s): Gary Wageman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian Harlan Arbitrator(s): Helen Marinak Blohm Hearing Site: Bismarck, ND | ||
| 18-02119 | 08/08/2019 | Claimant(s): David James Claimant Lawyers(s): Owen Harnett Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Samantha Parrish Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | ||
| 18-04335 | 08/08/2019 | Claimant(s): Mark Rottler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Michael S. Matek Hearing Site: Milwaukee, WI | ||
| 18-04432 | 08/08/2019 | Claimant(s): Christopher Miller Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC | ||
| 19-00079 | 08/08/2019 | Claimant(s): Robert Conzo Claimant Lawyers(s): Polina M. Dostalik Respondent(s): UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Craig Vollono Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY | ||
| 19-00726 | 08/08/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Timothy Skinner Respondent Lawyers(s): Timothy Francis Skinner Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | ||
| 18-02715 | 08/07/2019 | Claimant(s): Scott Brooks Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Mark A. Sipper Hearing Site: Louisville, KY | ||
| 18-03819 | 08/07/2019 | Claimant(s): Thomas Goodson Claimant Lawyers(s): Amir Tadjedin Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-01061 | 08/07/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Lauren Whetstone Respondent(s): Frankie Gonzalez Respondent Lawyers(s): Frankie Gonzalez Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL | ||
| 17-02291 | 08/06/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Ryan S. Nichols Respondent(s): Jeffrey Silverman Respondent Lawyers(s): Stephany McLaughlin Arbitrator(s): Mitchell Jay Bayer, James Alexander Brown, Steven C. Kasarda Hearing Site: New York, NY |