Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02673 | 03/18/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian Harlan Arbitrator(s): Helen Marinak Blohm Hearing Site: Cheyenne, WY | ||
| 18-02536 | 08/12/2019 | Claimant(s): Joan Mayes Claimant Lawyers(s): Ralph W. Heninger Respondent(s): LPL Financial LLC, Jeff Newburn Respondent Lawyers(s): Brian Harlan, Dochtor Kennedy Arbitrator(s): Leo G. Stern Hearing Site: Des Moines, IA |  | Expungement |
| 19-00108 | 08/09/2019 | Claimant(s): Gary Wageman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian Harlan Arbitrator(s): Helen Marinak Blohm Hearing Site: Bismarck, ND | ||
| 18-02320 | 07/02/2019 | Claimant(s): Peter Covino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, VSR Financial Services., Prospera Financial Services. Respondent Lawyers(s): Brian Harlan, Jeremy Carr, William M. Schmitt Arbitrator(s): Daniel B. MacLeod Hearing Site: Boise, ID | ||
| 11-02733 | 03/21/2012 | Claimant(s): Jill Carter Claimant Lawyers(s): Jon E. Drucker Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Brian Harlan Arbitrator(s): Vaughn Thomas Hale, Roberta Haft, Ted Paul Comfort Hearing Site: Los Angeles, CA | | $0 |