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FINRA Awards for Bradley Thompson

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0365109/16/2021Claimant(s): Bradley Thompson
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
20-0267406/30/2021Claimant(s): Bradley Thompson
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
20-0267303/18/2021Claimant(s): Bradley Thompson
Claimant Lawyers(s): Harris Freedman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian Harlan
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Cheyenne, WY

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