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FINRA Awards for Christopher Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0247507/08/2021Claimant(s): Angelo Pastorino
Claimant Lawyers(s): James G. Morris
Respondent(s): Christopher Miller, Raymond Sun, Trevor Gordon, Sandlapper Securities, Sandlapper Student Housing LLC, Specialized Wealth Management
Respondent Lawyers(s): Cameron S. Matheson, Sylvia M. Scott, Trevor L. Gordon
Arbitrator(s): Steven Gourley, Michael Harrison, Peggy Jane Fisher
Hearing Site: Los Angeles, CA
Checkmark Icon$0
18-0443208/08/2019Claimant(s): Christopher Miller
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Cheryl Howard
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
12-0319802/26/2015Claimant(s): Christopher Miller
Claimant Lawyers(s): John D. Singer
Respondent(s): Hartford Securities Distribution Co.
Respondent Lawyers(s): Denise M. Visconti
Arbitrator(s): Benjamin F. Breslauer, Thomas W. Gregory, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
09-0445809/02/2010Claimant(s): George Trotter
Claimant Lawyers(s): George W. Trotter
Respondent(s): Christopher Miller, Park Avenue Securities LLC
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Steven P. Gregory, Charles W. Hill, Prince C. Chambliss
Hearing Site: Birmingham, AL
Checkmark IconDismissed by Rule 12206

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