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FINRA Awards for Hartford Securities Distribution Co.

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0319802/26/2015Claimant(s): Christopher Miller
Claimant Lawyers(s): John D. Singer
Respondent(s): Hartford Securities Distribution Co.
Respondent Lawyers(s): Denise M. Visconti
Arbitrator(s): Benjamin F. Breslauer, Thomas W. Gregory, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
07-0255901/16/2008Claimant(s): Gary Fitzer
Claimant Lawyers(s): Gary A. Fitzer
Respondent(s): Douglas Hill, James Weddle, John Bachmann, Merry Mosbacher, Paul Weise, Edward Jones, Hartford Equity Sales Company., Hartford Investment Financial Services, Hartford Securities Distribution Co.
Respondent Lawyers(s): Jennifer M. Blunt, Stephen B. Gillman
Arbitrator(s): Lynne T. Albert, John A. Baynes, Shelly-Ann Natasha Eweka
Hearing Site: Charlotte, NC

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