Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03999 | 08/22/2019 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Scott A La Porta Respondent(s): Randolph George Respondent Lawyers(s): Randolph William George Arbitrator(s): Martin M. Berliner, Charles G. Michaels, Robert Burns Logan Hearing Site: Denver, CO | ||
| 18-01429 | 08/21/2019 | Claimant(s): Harry Paez Claimant Lawyers(s): Harry Paez Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): James A. Bush, John M Wilson, Thomas L. Marshall Hearing Site: San Diego, CA | ||
| 19-00975 | 08/20/2019 | Claimant(s): AXA Advisors, AXA Network Claimant Lawyers(s): Amanda Sotak Respondent(s): Anthony Costanzo Respondent Lawyers(s): Anthony L. Costanzo Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA | ||
| 18-03100 | 08/19/2019 | Claimant(s): Louis Dissel Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Julie Calderon Rizzo Arbitrator(s): Michael J. Meeusen Hearing Site: Cleveland, OH | ||
| 18-04182 | 08/19/2019 | Claimant(s): Brian Lawrence Claimant Lawyers(s): John C. Anjier Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Mark A. Myers Hearing Site: New Orleans, LA | ||
| 18-04409 | 08/19/2019 | Claimant(s): Theodore Durante Claimant Lawyers(s): Dochtor Kennedy MBA, J.D. Respondent(s): The Prudential Insurance Company Of Amer Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 19-00094 | 08/19/2019 | Claimant(s): Tina Matthews Claimant Lawyers(s): Tosh Grebenik Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James Noblett Arbitrator(s): James A. Parker Hearing Site: Houston, TX | ||
| 19-00342 | 08/19/2019 | Claimant(s): Lee Thomson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 19-01211 | 08/19/2019 | Claimant(s): Bryan Stephens Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY | ||
| 18-02681 | 08/16/2019 | Claimant(s): Mark Gilbert Claimant Lawyers(s): Stuart H. Singer Respondent(s): Brian Lowenthal, Eileen Berman Respondent Lawyers(s): Jonathan B. Butler Arbitrator(s): Joseph J. Slotnik, Bruce K. Isenberg, Robert J. Buchner Hearing Site: Boca Raton, FL |