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FINRA Awards for Theodore Durante

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0440908/19/2019Claimant(s): Theodore Durante
Claimant Lawyers(s): Dochtor Kennedy MBA, J.D.
Respondent(s): The Prudential Insurance Company Of Amer
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
18-0441005/28/2019Claimant(s): Theodore Durante
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TFS Securities.
Respondent Lawyers(s): Tammy S. Case
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA

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