Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02781 | 06/04/2020 | Claimant(s): Luis-Diego Quiroz Claimant Lawyers(s): Michael Bessette Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 19-03263 | 06/04/2020 | Claimant(s): Andrew Howard Claimant Lawyers(s): Erica Harris Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 19-02226 | 06/02/2020 | Claimant(s): Robert Dolle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 19-03192 | 06/02/2020 | Claimant(s): Rex Emery Claimant Lawyers(s): Michael Bessette Respondent(s): AXA Advisors Respondent Lawyers(s): Lynnette Cortes Mhatre Arbitrator(s): Susan L. Walker Hearing Site: Denver, CO | ||
| 19-02345 | 06/01/2020 | Claimant(s): Jay Thorp Claimant Lawyers(s): F. Chet Taylor Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Phyllis Karasov, Grant D. Sanders, Buffie Ann Blesi Hearing Site: Minneapolis, MN | ||
| 19-02555 | 06/01/2020 | Claimant(s): Michael Cowan Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Demian J. Betz Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | ||
| 19-03059 | 06/01/2020 | Claimant(s): Eugene Millsap Claimant Lawyers(s): Andrea M. Greene Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Brock B. Gordon Hearing Site: Birmingham, AL | ||
| 19-03402 | 05/29/2020 | Claimant(s): Robert Blakely Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Securian Financial Services. Respondent Lawyers(s): Gavin F. Quill Arbitrator(s): John P. Cullem, Charles K. ReCorr, Joseph A Newcomb Hearing Site: Raleigh, NC | ||
| 19-03489 | 05/29/2020 | Claimant(s): Ross Feigen Claimant Lawyers(s): Maryana Feigen Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Paul Allan Massaro Hearing Site: Newark, NJ | ||
| 20-00297 | 05/29/2020 | Claimant(s): Theodore Longo Claimant Lawyers(s): Jennifer Willey Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Lynne M. Gomez, Brian P. Jakes, Eric M. Schorr Hearing Site: New Orleans, LA |