Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01151 | 12/16/2020 | Claimant(s): Daniel Wohl Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Booker T. Coleman Arbitrator(s): Erane C. Washington-Kendrick Hearing Site: Detroit, MI | ||
| 20-01215 | 12/16/2020 | Claimant(s): Michael Schwartz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY | ||
| 20-02032 | 12/16/2020 | Claimant(s): Donald Jankowski Claimant Lawyers(s): Andre R. Perron Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Thomas J. Patka Hearing Site: Tampa, FL | ||
| 20-02265 | 12/16/2020 | Claimant(s): Michael Marshall Claimant Lawyers(s): James P. Galvin Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Thomas E Shuck Hearing Site: Phoenix, AZ | ||
| 20-02419 | 12/16/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): William H. Edmonson Respondent(s): Margarita Medina Respondent Lawyers(s): Margarita Medina Arbitrator(s): Charles Chia-Lin Hsieh Hearing Site: San Diego, CA | ||
| 20-02428 | 12/16/2020 | Claimant(s): Kestra Financial., Kestra Investment Services Claimant Lawyers(s): Richard A D'Amura Respondent(s): Clyde Ford Respondent Lawyers(s): Clyde Warren Ford Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 20-01203 | 12/15/2020 | Claimant(s): Mark Dolfis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Douglas Earl McLaren Hearing Site: Washington, DC | ||
| 20-01441 | 12/15/2020 | Claimant(s): J. Coghlan, Joshua Willard Claimant Lawyers(s): Chad E. Weaver Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 20-01453 | 12/15/2020 | Claimant(s): Christopher Facka Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-02773 | 12/15/2020 | Claimant(s): Ross Siegel Claimant Lawyers(s): David I. Hantman Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL |