Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02892 | 04/23/2021 | Claimant(s): William Torriente Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 20-02940 | 04/23/2021 | Claimant(s): Michael Gisonda Claimant Lawyers(s): Harris Freedman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL | ||
| 20-03017 | 04/23/2021 | Claimant(s): Lisa Howe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Paul Yarns Arbitrator(s): Robert David Epstein Hearing Site: Columbus, OH | ||
| 20-03143 | 04/23/2021 | Claimant(s): Jason Lavigne Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Paul Allan Massaro Hearing Site: Jersey City, NJ | ||
| 20-03157 | 04/23/2021 | Claimant(s): Jimmy Kuhn Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 20-03219 | 04/23/2021 | Claimant(s): Benjamin Matheson Claimant Lawyers(s): Joshua A. Katz Respondent(s): JCC Capital Markets Respondent Lawyers(s): Mark Atchity Arbitrator(s): Nicole T. LeBoeuf Hearing Site: Dallas, TX | ||
| 20-01560 | 04/22/2021 | Claimant(s): James Williams Claimant Lawyers(s): Benjamin Winograd Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI | ||
| 20-01652 | 04/22/2021 | Claimant(s): Richard Beleutz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL | ||
| 20-01992 | 04/22/2021 | Claimant(s): Christopher Wright Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Kim L. Kirn Hearing Site: St. Louis, MO | ||
| 20-02366 | 04/21/2021 | Claimant(s): Michelle Parretti Claimant Lawyers(s): Daniel D'Costa Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA |