20-02608 | 11/17/2021 | Claimant(s): Jeremy Dicker Claimant Lawyers(s): David Harrison Respondent(s): MML Investors Services Respondent Lawyers(s): Elliott J. Stein Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA
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21-00685 | 11/17/2021 | Claimant(s): Lawrence Ennis Claimant Lawyers(s): Megan M. Christensen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Brendan T. Killeen Arbitrator(s): Steven Gary Leventhal Hearing Site: New York, NY
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21-00869 | 11/17/2021 | Claimant(s): Zachary Stuart Claimant Lawyers(s): Benjamin Winograd Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Edward A. Trabin Hearing Site: Los Angeles, CA
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18-00038 | 11/16/2021 | Claimant(s): Devin Wicker Claimant Lawyers(s): Marc Jonas Block Respondent(s): Alan Mele, John Barry, Tribal Capital Markets Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Keely D. Parr, Amy Banet, Kathleen Kuzmen Malone Hearing Site: New York, NY
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19-00803 | 11/16/2021 | Claimant(s): Adam Kaplan, Daniel Kaplan Claimant Lawyers(s): John D. Singer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Andrew M. Schmertz, Ann Judith Gellis, Rick Rutman Hearing Site: New York, NY
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20-01237 | 11/16/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Andrew R. Park Respondent(s): John Agostino Respondent Lawyers(s): John S. Agostino Arbitrator(s): David I. Goldblatt, Anthony J. Cetta, James M. Rhodes Hearing Site: New York, NY
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20-02384 | 11/16/2021 | Claimant(s): David Holtz Claimant Lawyers(s): Christopher D. Warren Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
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20-03787 | 11/16/2021 | Claimant(s): Joseph Marino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Zachary S. Knoblock Arbitrator(s): Lewis S. Kurlantzick Hearing Site: Hartford, CT
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21-01012 | 11/16/2021 | Claimant(s): Ronald Carson Claimant Lawyers(s): Stephan Louviere Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark L Miller Hearing Site: Omaha, NE
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18-00554 | 11/15/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J. Shapren Respondent(s): Michael Kamras Respondent Lawyers(s): David Jacobs Arbitrator(s): Michael G. Clark, Robert C. Albini, Adam Michael Porter Hearing Site: Los Angeles, CA
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