Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02929 | 10/20/2022 | Claimant(s): Margaret Bui-Quan Claimant Lawyers(s): Kirk G. Smith Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): Garry T. Stevens Arbitrator(s): David S. Billet, Timothy Robert Hott, Roger Pierro Hearing Site: New York, NY |  | Dismissed by Rule 12206 |
| 21-01012 | 11/16/2021 | Claimant(s): Ronald Carson Claimant Lawyers(s): Stephan Louviere Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark L Miller Hearing Site: Omaha, NE | ||
| 19-00967 | 04/27/2020 | Claimant(s): Ralph Roth Claimant Lawyers(s): Louis Tambaro Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY |