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FINRA Awards for Timothy Robert Hott

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0292910/20/2022Claimant(s): Margaret Bui-Quan
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Cetera Advisor Networks
Respondent Lawyers(s): Garry T. Stevens
Arbitrator(s): David S. Billet, Timothy Robert Hott, Roger Pierro
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206

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