Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02929 | 10/20/2022 | Claimant(s): Margaret Bui-Quan Claimant Lawyers(s): Kirk G. Smith Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): Garry T. Stevens Arbitrator(s): David S. Billet, Timothy Robert Hott, Roger Pierro Hearing Site: New York, NY |  | Dismissed by Rule 12206 |
| 21-00912 | 06/24/2022 | Claimant(s): Erin Daly Claimant Lawyers(s): Michelle Daly Respondent(s): Citigroup Global Markets., Citibank, N.A., Citigroup Inc. Respondent Lawyers(s): Lisa Lupion Arbitrator(s): Alexander Wayman Hunter, Roger Pierro, Helen Scott Ching Hearing Site: New York, NY |