Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01907 | 02/23/2022 | Claimant(s): James Boyer Claimant Lawyers(s): Stephan Louviere Respondent(s): Key Investment Services LLC Respondent Lawyers(s): Andrew P. Karamouzis Arbitrator(s): Stuart M. Schwartz Hearing Site: Albany, NY | ||
| 21-02875 | 02/23/2022 | Claimant(s): John Jacobs Claimant Lawyers(s): David I. Hantman Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Anne Murphy Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 20-03138 | 02/22/2022 | Claimant(s): Brian Rieman Claimant Lawyers(s): Jennifer Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Arbitrator(s): Edith M. Novack Hearing Site: Jersey City, NJ | ||
| 20-03189 | 02/22/2022 | Claimant(s): Vincent Fiorentino Claimant Lawyers(s): Kevin Galbraith Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 21-01164 | 02/22/2022 | Claimant(s): Stephen Brown Claimant Lawyers(s): Craig Stein Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): William Kent Brown, Will Murphy, Tina Scott Polsky Hearing Site: Boca Raton, FL | ||
| 21-01437 | 02/22/2022 | Claimant(s): John Hutchens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fifth Third Securities., Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi, R. Samuel Gilley Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN | ||
| 21-00562 | 02/18/2022 | Claimant(s): Credit Suisse Securities (USA) LLC Claimant Lawyers(s): Aime Dempsey Respondent(s): Timothy Henry Respondent Lawyers(s): Louis M. Ciavarra Arbitrator(s): B. John Dill, Daniel Lachar, John C Solomon Hearing Site: Boston, MA | ||
| 21-01360 | 02/18/2022 | Claimant(s): Intellivest Securities. Claimant Lawyers(s): Daniel H. Kolber Respondent(s): Keen Growth Capital Fund II LP Respondent Lawyers(s): Howard N. Kahn Arbitrator(s): David M. Snyder Hearing Site: Tampa, FL | ||
| 21-01781 | 02/18/2022 | Claimant(s): Donald Albach Claimant Lawyers(s): Stephan Louviere Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ | ||
| 21-02026 | 02/18/2022 | Claimant(s): Dennis Franklin Claimant Lawyers(s): Cheryl S. Chang Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA |