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FINRA Awards for John Jacobs

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0002603/22/2023Claimant(s): John Jacobs
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
21-0287502/23/2022Claimant(s): John Jacobs
Claimant Lawyers(s): David I. Hantman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Nicola Anne Murphy
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
14-0231504/02/2015Claimant(s): John Jacobs
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Mitchell Lee Marinello
Hearing Site: Chicago, IL

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