Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02026 | 02/18/2022 | Claimant(s): Dennis Franklin Claimant Lawyers(s): Cheryl S. Chang Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 21-00929 | 01/31/2022 | Claimant(s): Thelma Ellenberger Claimant Lawyers(s): Thelma P. Ellenberger Respondent(s): Edward Jones, Kelly Shultz Respondent Lawyers(s): Cheryl S. Chang Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA |  | $0 |
| 19-00029 | 10/25/2019 | Claimant(s): Jonathan Beukelman, Mark Geist Claimant Lawyers(s): Cheryl S. Chang Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew F. Renna Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Omaha, NE | ||
| 18-01138 | 02/04/2019 | Claimant(s): Antoine Souma Claimant Lawyers(s): Robert D Mitchell Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Cheryl S. Chang Arbitrator(s): Barbara M. Zak, James R. Duncan, Morris S. Getzels Hearing Site: Los Angeles, CA | ||
| 18-02148 | 12/04/2018 | Claimant(s): Breanne Polonia Claimant Lawyers(s): Cheryl S. Chang Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoffrey S. Beckham Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 17-02642 | 03/19/2018 | Claimant(s): Glen Titan, Royce Bergman Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Cheryl S. Chang Arbitrator(s): Elliott David Finkel Hearing Site: Los Angeles, CA |