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FINRA Awards for Matthew F. Renna

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0269411/06/2019Claimant(s): Richard Cyphers
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew F. Renna
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
19-0002910/25/2019Claimant(s): Jonathan Beukelman, Mark Geist
Claimant Lawyers(s): Cheryl S. Chang
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew F. Renna
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Omaha, NE
18-0384008/09/2019Claimant(s): Colin Hawkes, Stacy Oster
Claimant Lawyers(s): Valerie I. Holder
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew F. Renna
Arbitrator(s): Sterling N. Frost
Hearing Site: Seattle, WA

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