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FINRA Awards for Royce Bergman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0264203/19/2018Claimant(s): Glen Titan, Royce Bergman
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cheryl S. Chang
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA

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