| 21-02187 | 09/21/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Jeffery Bickel
Respondent Lawyers(s): William Carlisle
Arbitrator(s): Michael J. Ahlstrom, J.G. Long, Sylloris Lampkin
Hearing Site: Atlanta, GA
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| 21-02469 | 09/21/2022 | Claimant(s): Guy Deemer
Claimant Lawyers(s): Brian Luther
Respondent(s): Oppenheimer & Co.., Stifel, Nicolaus & Co..
Respondent Lawyers(s): John T. McGuire, Lauren Beekman
Arbitrator(s): Richard W. Dissen, John J. Neely, David Michael Stabile
Hearing Site: Pittsburgh, PA
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| 22-00285 | 09/21/2022 | Claimant(s): John Husby
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Cuna Brokerage Services.
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Bill Lamoreaux, Linda B. Kelly, Michael Wayne Johnston
Hearing Site: Dallas, TX
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| 21-01725 | 09/20/2022 | Claimant(s): Samantha Beverley
Claimant Lawyers(s): Samantha Brandon Beverley
Respondent(s): Carlo Marano, Gerald Mirra
Respondent Lawyers(s): Christopher A. Smith, Timothy P. Coon
Arbitrator(s): Lise Gabrielle Hunter, Joseph F. Kelley, Jean Helen McMahon
Hearing Site: New York, NY
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| 22-00642 | 09/20/2022 | Claimant(s): James Ugobono
Claimant Lawyers(s): Roberto C. Quinones-Rivera
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 22-00838 | 09/20/2022 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Jeanette E. Dennis
Respondent(s): Ross Fabregas
Respondent Lawyers(s): Ross Ramon Fabregas
Arbitrator(s): Robert Titus
Hearing Site: Albany, NY
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| 21-02439 | 09/19/2022 | Claimant(s): Clark Brothers Investments
Claimant Lawyers(s): Jason R. Clark
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Robyn C. Crowther
Arbitrator(s): Langdon T. Owen, Margaret Ann Barrington, Carol L. Roslund
Hearing Site: Denver, CO
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| 19-01933 | 09/16/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Robin Johnson
Respondent Lawyers(s): Robin K. Johnson
Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
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| 20-03234 | 09/15/2022 | Claimant(s): Raymond Borota
Claimant Lawyers(s): Jennifer Farrar
Respondent(s): J. Gregory & Company., Salomon Grey Financial Corporation
Respondent Lawyers(s): Corporate Office, Kyle Rowe
Arbitrator(s): Nicholas John Taldone
Hearing Site: Tampa, FL
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| 21-01299 | 09/15/2022 | Claimant(s): Mark Creason
Claimant Lawyers(s): Lisanne M. Butterfield
Respondent(s): Colorado Financial Service Corporation
Respondent Lawyers(s): William D. Nelson
Arbitrator(s): Jan Glenn Valecka, Thomas W. Allen, Ross B. Russell
Hearing Site: Dallas, TX
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