21-03066 | 08/18/2022 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Gregory M. Curley Respondent(s): Roger Bedillion Respondent Lawyers(s): Michael J. Betts Arbitrator(s): Barry Goldman, Peter Glasser, Mark A. Sipper Hearing Site: Pittsburgh, PA
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20-03079 | 08/17/2022 | Claimant(s): Andrew Hughes Claimant Lawyers(s): Sean M. Sweeney Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Lindsay Wuller Aggarwal Arbitrator(s): Susanne J. Hollander, Charles Kahn, Jennifer Bruzas Hearing Site: Milwaukee, WI
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22-00054 | 08/17/2022 | Claimant(s): Robert Rotunno Claimant Lawyers(s): Christopher D. Warren Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Seth T. Taube, Evdokia Sofos, Ellyn S. Roth Hearing Site: New York, NY
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19-03331 | 08/16/2022 | Claimant(s): Josh Oliver Claimant Lawyers(s): David Dobin Respondent(s): Key Investment Services LLC Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Diane Ciccone, Marissa A. Santangelo, Paul Smith Besson Hearing Site: Hartford, CT
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22-00063 | 08/16/2022 | Claimant(s): Steven Laporta Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Lawrence W. Arness Hearing Site: Chicago, IL
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22-00910 | 08/16/2022 | Claimant(s): IFS Liquidation Trust Claimant Lawyers(s): Richard E. Brodsky Respondent(s): Keith Wakefield Respondent Lawyers(s): Keith Wakefield Arbitrator(s): James F. Carlson Hearing Site: Chicago, IL
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19-03616 | 08/15/2022 | Claimant(s): Janet Benloss-Kelly Claimant Lawyers(s): W D Masterson Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Cheryl L. Haas Arbitrator(s): Lita S Menkin, Lane R. Frostbaum, Julieta L Smith Hearing Site: Atlanta, GA
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21-02813 | 08/15/2022 | Claimant(s): Shawn Longley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI
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22-00265 | 08/12/2022 | Claimant(s): Michael Achatz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD
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20-02025 | 08/11/2022 | Claimant(s): Elena Izak Claimant Lawyers(s): Wilmer D. Masterson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Marsha A. Washkuhn Arbitrator(s): Lawrence R. Maxwell, Franklin Lewis Broyles, Ross B. Russell Hearing Site: Dallas, TX
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