22-02286 | 11/18/2022 | Claimant(s): William Hennion Claimant Lawyers(s): Jennifer Woods Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Woods Burke Arbitrator(s): Sam Antar Hearing Site: Jersey City, NJ
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20-00772 | 11/17/2022 | Claimant(s): Mark Damer, Damer Wealth Management LLC Claimant Lawyers(s): Jacob M. O'Brien Respondent(s): David A. Noyes & Company, Sanctuary Advisors LLC, Sanctuary Wealth Group LLC Respondent Lawyers(s): Kevin C. Rasp Arbitrator(s): Gary P. Price, Sherrill Wm Colvin, William Vance Hughes Hearing Site: Indianapolis, IN
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22-00058 | 11/17/2022 | Claimant(s): Bhadresh Shah Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): John Murphy, W. Preston Martin Arbitrator(s): Robert Rosen, Adam Michael Porter, Yvonne YingFan Yiu Hearing Site: Los Angeles, CA
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22-00657 | 11/17/2022 | Claimant(s): Brent Ure Claimant Lawyers(s): James P Galvin Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Louis M. Parker, Ann H. Nevers, Nancy Lynn Boyd Hearing Site: Las Vegas, NV
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22-00672 | 11/16/2022 | Claimant(s): Julian Marturano Claimant Lawyers(s): Brian Luther Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): John W. Eichleay Hearing Site: Pittsburgh, PA
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22-00764 | 11/16/2022 | Claimant(s): Ralph Giansanti Claimant Lawyers(s): Richard Slavin Respondent(s): Harvest Capital LLC Respondent Lawyers(s): Ralph Giansanti Arbitrator(s): John J. Mager, Richard Hallett Nichol, Jud Perkins Hearing Site: Hartford, CT
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22-00981 | 11/16/2022 | Claimant(s): Manuel Melendez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-01006 | 11/16/2022 | Claimant(s): Sangeeta Singh Claimant Lawyers(s): Sangeeta D Singh Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA
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20-00670 | 11/15/2022 | Claimant(s): Christopher Burns Claimant Lawyers(s): John David Singer Respondent(s): Capital One Securities. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Joshua Mark Zucker, Steven Gary Leventhal, Michael David Blechman Hearing Site: New York, NY
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22-00940 | 11/15/2022 | Claimant(s): Anthony Vito Claimant Lawyers(s): Brian Luther Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Arne R. Rode Hearing Site: Chicago, IL
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