| 23-02934 | 08/05/2024 | Claimant(s): Kurt Cambier
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Steve A. Miller, Ronald G. Guida, Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
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| 23-02909 | 08/05/2024 | Claimant(s): Keith Wood
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Christopher J. Klein
Hearing Site: Orlando, FL
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| 22-02966 | 08/05/2024 | Claimant(s): Estate of John Roth Admin. Tatiana Roth
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Dalmore Group LLC
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Christine R. Fitzgerald, Frank Sanclemente, John George Neylon
Hearing Site: Manchester, NH
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| 23-02926 | 08/05/2024 | Claimant(s): Gregory Richards
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Benchmark Investments, Centaurus Financial., Questar Capital Corporation
Respondent Lawyers(s): Jared Merlin, Katherine C. Donlon, Michael J. Carey
Arbitrator(s): Barbara M. Zak, William B. Morgan, Jeremy Kent Holmes
Hearing Site: Phoenix, AZ
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| 22-02641 | 08/05/2024 | Claimant(s): Carlos Pou
Claimant Lawyers(s): Leslie Y. Flores
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 23-03648 | 08/02/2024 | Claimant(s): Mandisa Landry
Claimant Lawyers(s): Thomas Momjian
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
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| 23-00386 | 08/02/2024 | Claimant(s): Steward Partners Investment Solutions
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Colton Jacob
Respondent Lawyers(s): Robert E. Linkin
Arbitrator(s): Maryanne M. Esser
Hearing Site: Houston, TX
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| 23-02821 | 08/02/2024 | Claimant(s): Joseph Liana
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
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| 23-03348 | 08/01/2024 | Claimant(s): Natasha Jahn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Emma M. Tomsick
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
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| 23-02846 | 07/31/2024 | Claimant(s): Ricardo Eboli-Kodesh
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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