19-00105 | 05/01/2023 | Claimant(s): Raymond Jallow Claimant Lawyers(s): Liam O'Brien Respondent(s): Carter Taylor, Charles Schwab & Co.. Respondent Lawyers(s): Gordon . C Young Arbitrator(s): Sandra L. Malek, Camille Brown, Alina Landver Hearing Site: Los Angeles, CA
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22-00654 | 04/28/2023 | Claimant(s): Troy Stine Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): A. G. Edwards & Sons., Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein, Deirdre Wolff Arbitrator(s): Maryanne M. Esser, Irving Sylvester Moses, Stuart Diamond Hearing Site: Houston, TX
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22-01910 | 04/28/2023 | Claimant(s): Justin Plante Claimant Lawyers(s): Zachary Morse Respondent(s): AIG Capital Services. Respondent Lawyers(s): Michael S. Cargnel Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA
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22-01452 | 04/27/2023 | Claimant(s): Joseph Alagna Claimant Lawyers(s): John E. Lawlor Respondent(s): Joseph Gunnar & Co. LLC Respondent Lawyers(s): Peter Bon Viso Arbitrator(s): Lynne M. Reid-McQueen, Leslie Ruth Nydick, Brian John Gallagher Hearing Site: New York, NY
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22-01878 | 04/26/2023 | Claimant(s): John Jenkins Claimant Lawyers(s): Samantha Pastor Respondent(s): SunAmerica Securities., QA3 Financial Corp. Respondent Lawyers(s): Jennifer R. Cox, Thomas Zielinski Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA
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22-01660 | 04/24/2023 | Claimant(s): Matthew Engen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Mark L Miller Hearing Site: Bismarck, ND
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22-02445 | 04/21/2023 | Claimant(s): Frank Carrasco Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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22-02582 | 04/21/2023 | Claimant(s): James Ugobono Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
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22-01792 | 04/20/2023 | Claimant(s): Pat Patterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX
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22-01232 | 04/20/2023 | Claimant(s): Diogo Cavalcanti Claimant Lawyers(s): Zachary Morse Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Gloria O. North Hearing Site: Boca Raton, FL
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