| 21-01815 | 06/13/2023 | Claimant(s): Estate of Charles Michael Sydlaske
Claimant Lawyers(s): David R. Lurie
Respondent(s): Russell Ray
Respondent Lawyers(s): Neal Brickman
Arbitrator(s): Joan Maxine Secofsky, Emily Diamond, Vivian Rivera Drohan
Hearing Site: New York, NY
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| 22-02764 | 06/12/2023 | Claimant(s): Alan Kent
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Jackson, MS
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| 21-00241 | 06/09/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Christopher Chance
Respondent Lawyers(s): William R. Carlisle
Arbitrator(s): Samuel Appel
Hearing Site: Atlanta, GA
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| 22-02695 | 06/09/2023 | Claimant(s): Samuel Clark
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Royal Alliance Associates., Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Dustin J. Tirpak, Jennifer R. Cox
Arbitrator(s): Richard J. Lawrence
Hearing Site: Salt Lake City, UT
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| 22-01599 | 06/09/2023 | Claimant(s): Jamie Grupe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Tracy L. Allen
Hearing Site: Minneapolis, MN
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| 22-00857 | 06/08/2023 | Claimant(s): Michael Ballard
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Concourse Financial Group Securities, In, G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager, Margaret M. Siller
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
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| 22-01569 | 06/08/2023 | Claimant(s): Mamadi Kourouma
Claimant Lawyers(s): Mamadi Kourouma
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): John R. Michael, Frederick Ramos, Robert S Hendricks
Hearing Site: Louisville, KY
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| 22-00821 | 06/08/2023 | Claimant(s): William Braun
Claimant Lawyers(s): Zachary Morse
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
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| 21-01495 | 06/07/2023 | Claimant(s): Mark Haye
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Kenneth R. Starr, Steele Thomas Williams, John Arthur Riherd
Hearing Site: Tampa, FL
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| 22-01105 | 06/07/2023 | Claimant(s): Bryan Rigg
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Cantella & Co..
Respondent Lawyers(s): Jonathan W. Lanstein
Arbitrator(s): Nicole T. LeBoeuf, Douglas Wade Carvell, Russell Phillips Gandy
Hearing Site: Dallas, TX
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