Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02824 | 08/09/2024 | Claimant(s): Mychael Nguyen Claimant Lawyers(s): Harris Freedman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA | ||
| 23-02731 | 08/09/2024 | Claimant(s): Morris Murciano Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): MBSC Securities Corporation Respondent Lawyers(s): James H. Forte Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | ||
| 23-02850 | 08/07/2024 | Claimant(s): Neil Collins Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Jeffrey P. Petrucelly Hearing Site: Boston, MA | ||
| 23-02890 | 08/06/2024 | Claimant(s): Jay Brown Claimant Lawyers(s): George C. Miller Respondent(s): Arete Wealth Management Respondent Lawyers(s): Joshua Rogers Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 23-02475 | 08/06/2024 | Claimant(s): Jeffrey McDonald Claimant Lawyers(s): Craig A. Riha Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Thomas J. Patka, Marilyn K. Dirks, John Alan Hawke Hearing Site: Tampa, FL | ||
| 23-02829 | 08/06/2024 | Claimant(s): Augustine Choi Claimant Lawyers(s): Peter Lindholm Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Thomas R. Watkins Hearing Site: Los Angeles, CA | ||
| 23-02925 | 08/06/2024 | Claimant(s): Lawrence Napolitano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kalos Capital., Parkland Securities Respondent Lawyers(s): Amir Tadjedin, Carol Wildermuth Arbitrator(s): Mark R. Lee Hearing Site: Las Vegas, NV | ||
| 23-01453 | 08/06/2024 | Claimant(s): Jeffery Sorensen Claimant Lawyers(s): Peter Lindholm Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 24-00041 | 08/05/2024 | Claimant(s): Andrew Schelitzche Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Frederick Ramos Hearing Site: Minneapolis, MN | ||
| 24-00279 | 08/05/2024 | Claimant(s): Robert Snider Claimant Lawyers(s): Robert Roy Snider Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Steven N. Ainbinder, Robert Dean McKinley, Eric Ross Cromartie Hearing Site: Charleston, WV |