| 21-02506 | 02/24/2022 | Claimant(s): Rei-Hou Wang
Claimant Lawyers(s): James P. Galvin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Tina E. Patterson, Robert Paul Michaud, Angela C. Schulz
Hearing Site: Charlotte, NC
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| 21-02026 | 02/18/2022 | Claimant(s): Dennis Franklin
Claimant Lawyers(s): Cheryl S. Chang
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
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| 18-01782 | 02/17/2022 | Claimant(s): Alicia Cabouli
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Leona Beane, Robin H. Gise, Regina Waynes Joseph
Hearing Site: New York, NY
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| 21-00147 | 02/08/2022 | Claimant(s): Bradley Lott
Claimant Lawyers(s): Erika Binnix
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy, Miles D. Hart, Todd A. Holleman
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 19-01560 | 01/21/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): G. Thomas Fleming
Respondent(s): James Shelburne
Respondent Lawyers(s): James Christopher Shelburne
Arbitrator(s): Barton J. Brewer, Kendall C. Reed, Aurelio A. Garcia
Hearing Site: Los Angeles, CA
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| 20-01831 | 01/18/2022 | Claimant(s): Nancy Mellon
Claimant Lawyers(s): Nancy Kimball Mellon
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Neil M. Katsuyama
Arbitrator(s): Gary L. Hodge, Karl A. Vogeler, Richard Kennard Hurley
Hearing Site: Tampa, FL
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| 21-02481 | 01/13/2022 | Claimant(s): Charles Carson
Claimant Lawyers(s): William Preston Martin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Bill Port
Arbitrator(s): David A. Schuler
Hearing Site: Birmingham, AL
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| 19-01783 | 12/20/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig Stein
Respondent(s): Jeffrey Williams
Respondent Lawyers(s): John A. Hubbard
Arbitrator(s): James M. Scutti, Marilyn Barbara Nader, Virginia Lee Perez-Berry
Hearing Site: Boca Raton, FL
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| 21-01178 | 12/20/2021 | Claimant(s): Jennifer Jasinski
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
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| 21-02520 | 12/17/2021 | Claimant(s): Michele Girgenti
Claimant Lawyers(s): David I. Hantman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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