23-03097 | 11/26/2024 | Claimant(s): Lisa Lighthipe-Hinz Claimant Lawyers(s): Benjamin J. Biard Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Ashley Lucile Belleau, Keely D. Parr, Daniel James Kortum Hearing Site: Los Angeles, CA
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23-03626 | 09/25/2024 | Claimant(s): Scott Royal Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): Wesley C. Wilson, Tina E. Patterson, Nanci Sondra Landy Hearing Site: Omaha, NE
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23-02529 | 03/14/2024 | Claimant(s): Peter Blok Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Grove Point Investments Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Louis P. Wagman, Leo J. Karwejna, Thomas R Nathan Hearing Site: Philadelphia, PA
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23-01195 | 03/04/2024 | Claimant(s): Daniel Southworth Claimant Lawyers(s): Kathleen Patchel Respondent(s): Summit Brokerage Service. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gayle B. Carlson Hearing Site: Jacksonville, FL
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22-01993 | 05/22/2023 | Claimant(s): Peter Mirenda Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Joseph Stone Capital L.L.C., J. P. Turner & Company LLC, First Midwest Securities., North American Clearing. Respondent Lawyers(s): Benjamin J. Biard, Damian Maggio, Kelly Sutton, Sandi Farr Arbitrator(s): Warren A. Forest, Mauricio Arcadier, Shameeka E. Quallo Hearing Site: Orlando, FL
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22-02054 | 04/06/2023 | Claimant(s): John Redhead Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Maurice M. Feller, Howard B. Scherer, Karl A. Vogeler Hearing Site: Tampa, FL
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22-01843 | 03/01/2023 | Claimant(s): Todd Slingerland Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard, Rochelle Mayfield Arbitrator(s): Steven R. Rolnick Hearing Site: Albany, NY
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21-02947 | 12/05/2022 | Claimant(s): Joseph Scotto Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Weiner Arbitrator(s): Harvey Barrison, Jeffrey P. Bachmann, John Warner Lowe Hearing Site: New York, NY
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22-01395 | 12/02/2022 | Claimant(s): Samuel Head Claimant Lawyers(s): Lawton R. Graves Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Harvey R. Linder, Christopher Cecil Lamb, Larry Kenneth Lott Hearing Site: Columbia, SC
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22-00386 | 09/29/2022 | Claimant(s): Thomas Massebeau Claimant Lawyers(s): Harris Freedman Respondent(s): Summit Brokerage Service. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL
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