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FINRA Awards for Morgan Stanley

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Displaying 10 out of 784 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0056511/26/2024Claimant(s): J Mckelvy
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Jeffrey P. Palmer
Arbitrator(s): Richard H. Potter, Thomas R. Dreiling, Kenneth W. Gosliner
Hearing Site: San Francisco, CA
24-0099011/08/2024Claimant(s): Richard Lawrence
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Robert S. Zuckerman, Fern M. Laethem, Eric Ross Cromartie
Hearing Site: Jackson, MS
23-0283111/01/2024Claimant(s): Ryan Hyslop
Claimant Lawyers(s): Michael Kalmus
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeffrey P. Palmer
Arbitrator(s): Nancy Hutt, Howard A. Buchler, William W. Haskell
Hearing Site: Reno, NV
23-0300610/28/2024Claimant(s): Andrew Schultz
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
23-0293810/11/2024Claimant(s): Sonia Balfour-Fears
Claimant Lawyers(s): William Preston Martin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
23-0359409/26/2024Claimant(s): Santo Dimino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Stephen James McLaughlin
Hearing Site: Boston, MA
23-0286008/30/2024Claimant(s): Paul Padovani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christopher M. Sacco, Kathryn D. Perreault, Trae D. Meyr
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
23-0261908/22/2024Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Karimu F. Hill-Harvey, Gayle B. Carlson, Bernardo Hevia
Hearing Site: Tampa, FL
23-0267008/16/2024Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Richard S. Zaifert, Steele Thomas Williams, Philip L. Manczak
Hearing Site: Tampa, FL
23-0140907/18/2024Claimant(s): Robert Rumley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Lita S. Menkin
Hearing Site: Atlanta, GA

784 Results

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