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FINRA Awards for Morgan Stanley

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Displaying 10 out of 577 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0075511/21/2024Claimant(s): Gabriel Feurdean
Claimant Lawyers(s): Gabriel Feurdean
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Chandler R. Bridges
Hearing Site: Atlanta, GA
Checkmark Icon$0
23-0247711/18/2024Claimant(s): Ordower & Ordower P.C. Pension
Claimant Lawyers(s): Lawrence Ordower
Respondent(s): Carlo Licata, Craig Zvonar, Morgan Stanley, Mark Evans
Respondent Lawyers(s): Brandy Fernandez
Arbitrator(s): Mark L Miller
Hearing Site: Chicago, IL
Checkmark IconExpungement
23-0150611/15/2024Claimant(s): Richard Rubin
Claimant Lawyers(s): David Vermont
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alexandros Diplas
Arbitrator(s): Lynne M. Reid-McQueen, Mitchell H Rubinstein, Peter D.C. Mason
Hearing Site: New York, NY
Checkmark IconExpungement
22-0277410/08/2024Claimant(s): Carol Sbarbaro
Claimant Lawyers(s): Carol L. Sbarbaro
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lawrence G. Barbot
Arbitrator(s): Michael J. Ahlstrom, Mimi B. Osiason, Dana Tait Sandlin
Hearing Site: Columbia, SC
Checkmark IconExpungement
23-0158009/27/2024Claimant(s): Lisa Posillico
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): Donna Mackay, Morgan Stanley, Sally Ann Weger
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Loretta Yin, Paula Berg, Scott Fairgrieve
Hearing Site: New York, NY
Checkmark IconExpungement
23-0168009/26/2024Claimant(s): Robert Rosenfeld DDS Retirement Plan
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy Winer
Arbitrator(s): Cheryl H. Agris, Terrance J. Nolan, Jay William Pozenel
Hearing Site: New York, NY
Checkmark Icon$0
24-0101909/09/2024Claimant(s): Rimma Yuryeva
Claimant Lawyers(s): Leon Ozeran
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
Checkmark Icon$0
22-0129408/28/2024Claimant(s): Jane Hagelstein, Jane A. Hagelstein Roth IRA
Claimant Lawyers(s): Darlene Pasieczny
Respondent(s): Caryn Alles, Morgan Stanley
Respondent Lawyers(s): Emily Z. Culbertson
Arbitrator(s): John M. Casey, Bryon Scott, Crystal Rose O'Grady
Hearing Site: Portland, OR
Checkmark Icon$0
24-0067708/22/2024Claimant(s): Samuel Harbaugh
Claimant Lawyers(s): Paul E. Parrish
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brandy Fernandez
Arbitrator(s): Mimi B. Osiason
Hearing Site: Orlando, FL
Checkmark IconDismissed by Rule 12206
23-0079108/19/2024Claimant(s): Eleanore Plewacki, Mark Plewacki
Claimant Lawyers(s): Courtney M. Werning
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Stuart D. Summers, Raymond P. Buschmann, Timothy Chron
Hearing Site: Chicago, IL
Checkmark IconExpungement

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