22-01294 | 08/28/2024 | Claimant(s): Jane Hagelstein, Jane A. Hagelstein Roth IRA Claimant Lawyers(s): Darlene Pasieczny Respondent(s): Caryn Alles, Morgan Stanley Respondent Lawyers(s): Emily Z. Culbertson Arbitrator(s): John M. Casey, Bryon Scott, Crystal Rose O'Grady Hearing Site: Portland, OR
| | $0 |
24-00677 | 08/22/2024 | Claimant(s): Samuel Harbaugh Claimant Lawyers(s): Paul E. Parrish Respondent(s): Morgan Stanley Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Mimi B. Osiason Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
23-00791 | 08/19/2024 | Claimant(s): Eleanore Plewacki, Mark Plewacki Claimant Lawyers(s): Courtney M. Werning Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Stuart D. Summers, Raymond P. Buschmann, Timothy Chron Hearing Site: Chicago, IL
| | Expungement |
20-00455 | 07/03/2024 | Claimant(s): Christina Aitchison, Thomas Aitchison, Christina S. Aitchison IRA Account, Thomas M. Aitchison IRA Account, TM & CS Aitchison 1998 Revocable Trust Claimant Lawyers(s): Brandon S. Reif, Jon C. Furgison Respondent(s): Morgan Stanley, Jim Stephenson, Nicholas Rogers Respondent Lawyers(s): William D. Briendel Arbitrator(s): Ralph A. Cotton, Peter H. Daly, Kevin Francis Woodall Hearing Site: San Francisco, CA
| | Expungement |
23-00814 | 06/03/2024 | Claimant(s): Sherry Lautares Claimant Lawyers(s): Charles O'Rourke Respondent(s): Morgan Stanley, Mark Rosenberg Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Gerald H. Grayson, Sonja Shuford, Alisa Matire Hearing Site: Boca Raton, FL
| | $0 |
23-01712 | 05/28/2024 | Claimant(s): Corey Haber Claimant Lawyers(s): Corey J. Haber Respondent(s): Morgan Stanley, Rj Malcampo, Rosita Kaufman Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Robert J. Scafuri, Carl E. Ver Beek, Mark Gregory Brackon Hearing Site: Detroit, MI
| | Expungement |
23-01816 | 05/21/2024 | Claimant(s): Peter Darnell, Randi Gollin Claimant Lawyers(s): Jessica A. Murzyn Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Josefa Antonia Sicard-Mirabal, John Franklin Udochi, Anjelica Cappellino Hearing Site: New York, NY
| | Expungement |
22-02571 | 05/06/2024 | Claimant(s): Estate of Mark Sherman Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Sylvia Kaminsky, Sandra Holtzman, Richard Gary Stelnik Hearing Site: Jersey City, NJ
| | Expungement |
22-00992 | 05/01/2024 | Claimant(s): Estate of Donald W. Gomez Claimant Lawyers(s): Melinda Jane Steuer Respondent(s): Morgan Stanley, Katie Beres Respondent Lawyers(s): Connor M. Trafton Arbitrator(s): Ralph A. Cotton, Scott Dodson, John Timothy Nardell Hearing Site: San Francisco, CA
| | $0 |
22-00898 | 04/25/2024 | Claimant(s): Margaret van Krieken, Roeland van Krieken Claimant Lawyers(s): Marc Fitapelli Respondent(s): Morgan Stanley Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Herb Schwartz, Philip Aaron Tymon, Dennis Markham Smith Hearing Site: San Francisco, CA
| | Expungement |