21-00292 | 10/25/2022 | Claimant(s): William Howard Claimant Lawyers(s): Eric J. Nathan Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Keith Barnett Arbitrator(s): Lita S. Menkin, Edwin J. Buckley, Brian Francis Pocock Hearing Site: Atlanta, GA
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22-00322 | 10/18/2022 | Claimant(s): Marat Kushner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Laura A. Kaster Hearing Site: Baltimore, MD
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19-00573 | 06/14/2022 | Claimant(s): Brian Dennis Claimant Lawyers(s): Kita Lantman Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Mark Lippman Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Thomas E. Hommel, Cindy B. Eisenberg, Lynne M. Reid-McQueen Hearing Site: New York, NY
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21-02488 | 03/02/2022 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Theodore R. Bynum Respondent(s): Daniel Josey Respondent Lawyers(s): Daniel Jordan Josey Arbitrator(s): David Paul Clark Hearing Site: Charlotte, NC
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21-01745 | 02/28/2022 | Claimant(s): Dax Williamson Claimant Lawyers(s): Stephan Louviere Respondent(s): Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Geoffrey S. Beckham, Katelyn H. Wilson Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA
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21-01437 | 02/22/2022 | Claimant(s): John Hutchens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fifth Third Securities., Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi, R. Samuel Gilley Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN
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20-01831 | 01/18/2022 | Claimant(s): Nancy Mellon Claimant Lawyers(s): Nancy Kimball Mellon Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): Neil M. Katsuyama Arbitrator(s): Gary L. Hodge, Karl A. Vogeler, Richard Kennard Hurley Hearing Site: Tampa, FL
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21-00281 | 11/23/2021 | Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Amy O. Roberts Respondent(s): Susan Lawrence Respondent Lawyers(s): H. Troy Romero Arbitrator(s): Jeanne C Stilwell, David William Hickman, Charles Scott McClellan Hearing Site: Seattle, WA
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18-02959 | 10/08/2021 | Claimant(s): Cary Lucas Claimant Lawyers(s): Craig H. Kuglar Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jeffery Rodgers Arbitrator(s): William Barker Brown, Michael Ryan Peacock, Erin Elizabeth Waddington Hearing Site: Atlanta, GA
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20-04207 | 09/22/2021 | Claimant(s): Alex Shore Claimant Lawyers(s): Bejamin J. Biard Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Thomas Joseph Atkinson, Douglas Charles Weinstein, Sara Francis Hoover Hearing Site: Nashville, TN
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