| 23-02986 | 03/08/2024 | Claimant(s): Christopher Leak
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brandy Fernandez
Arbitrator(s): Theresa Joan Rosenberg
Hearing Site: Charlotte, NC
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| 22-02359 | 03/08/2024 | Claimant(s): BOKF, NA, Cavanal Hill Distributors,
Claimant Lawyers(s): Jared M. Burden
Respondent(s): Lance Payne
Respondent Lawyers(s): Mark Hammons
Arbitrator(s): Kelley L Cornelius, Michael E. Nelson, Eric Ross Cromartie
Hearing Site: Oklahoma City, OK
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| 23-02738 | 03/08/2024 | Claimant(s): Matthew Gunter
Claimant Lawyers(s): Randi Perry Spallina
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
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| 23-01172 | 03/08/2024 | Claimant(s): Brett Ramsey
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): LPL Financial LLC, WFG Investments.
Respondent Lawyers(s): David Williams, Rochelle Mayfield
Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh
Hearing Site: Indianapolis, IN
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| 23-01344 | 03/08/2024 | Claimant(s): Aramis Seferian
Claimant Lawyers(s): Craig Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Howard L. Sobel, Jason Lowe, Kathleen Kuzmen Malone
Hearing Site: New York, NY
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| 23-02085 | 03/08/2024 | Claimant(s): Camille Thomas
Claimant Lawyers(s): Camille Thomas
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Steven H. Vogel, Gerald G Saltarelli, Vincent Joseph Hart
Hearing Site: Chicago, IL
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| 23-01134 | 03/08/2024 | Claimant(s): Robert Cohen
Claimant Lawyers(s): Robert David Cohen
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Ted M. Rosen, Michael J. Contrastano, Serge Krimnus
Hearing Site: New York, NY
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| 23-02479 | 03/08/2024 | Claimant(s): Kevin Mcbarron
Claimant Lawyers(s): Stephan Louviere
Respondent(s): SII Investments.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Randy R Freedman
Hearing Site: Boca Raton, FL
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| 21-01511 | 03/08/2024 | Claimant(s): Concorde Investment Services
Claimant Lawyers(s): James S. Rollins
Respondent(s): Lori Kamen, Aurora Securities
Respondent Lawyers(s): Paul Machesky
Arbitrator(s): Jeffry M. Bauer, Ann Wilhelmina Kuppe, Suzanne L. Ulicny
Hearing Site: Detroit, MI
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| 23-01995 | 03/08/2024 | Claimant(s): Sameer Baig
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Carole Miller
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Charlotte, NC
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