23-02986 | 03/08/2024 | Claimant(s): Christopher Leak Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Theresa Joan Rosenberg Hearing Site: Charlotte, NC
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22-02359 | 03/08/2024 | Claimant(s): BOKF, NA, Cavanal Hill Distributors, Claimant Lawyers(s): Jared M. Burden Respondent(s): Lance Payne Respondent Lawyers(s): Mark Hammons Arbitrator(s): Kelley L Cornelius, Michael E. Nelson, Eric Ross Cromartie Hearing Site: Oklahoma City, OK
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23-02738 | 03/08/2024 | Claimant(s): Matthew Gunter Claimant Lawyers(s): Randi Perry Spallina Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Mary Elizabeth Skelnik Hearing Site: Dallas, TX
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23-01172 | 03/08/2024 | Claimant(s): Brett Ramsey Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): LPL Financial LLC, WFG Investments. Respondent Lawyers(s): David Williams, Rochelle Mayfield Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh Hearing Site: Indianapolis, IN
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23-01344 | 03/08/2024 | Claimant(s): Aramis Seferian Claimant Lawyers(s): Craig Riha Respondent(s): Continental Broker-Dealer Corp. Respondent Lawyers(s): Michael Clements Arbitrator(s): Howard L. Sobel, Jason Lowe, Kathleen Kuzmen Malone Hearing Site: New York, NY
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23-02085 | 03/08/2024 | Claimant(s): Camille Thomas Claimant Lawyers(s): Camille Thomas Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Steven H. Vogel, Gerald G Saltarelli, Vincent Joseph Hart Hearing Site: Chicago, IL
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23-01134 | 03/08/2024 | Claimant(s): Robert Cohen Claimant Lawyers(s): Robert David Cohen Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Ted M. Rosen, Michael J. Contrastano, Serge Krimnus Hearing Site: New York, NY
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23-02479 | 03/08/2024 | Claimant(s): Kevin Mcbarron Claimant Lawyers(s): Stephan Louviere Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Randy R Freedman Hearing Site: Boca Raton, FL
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21-01511 | 03/08/2024 | Claimant(s): Concorde Investment Services Claimant Lawyers(s): James S. Rollins Respondent(s): Lori Kamen, Aurora Securities Respondent Lawyers(s): Paul Machesky Arbitrator(s): Jeffry M. Bauer, Ann Wilhelmina Kuppe, Suzanne L. Ulicny Hearing Site: Detroit, MI
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23-01995 | 03/08/2024 | Claimant(s): Sameer Baig Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Carole Miller Arbitrator(s): Jonathan B. Gilbert Hearing Site: Charlotte, NC
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