| 23-02195 | 03/13/2024 | Claimant(s): Sarah Dodd
Claimant Lawyers(s): Sarah Brooke Dodd
Respondent(s): Bobby Brown, Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Maryanne M. Esser, Janet M. Thompson, Heath O. Lauseng
Hearing Site: Little Rock, AR
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| 23-01458 | 03/13/2024 | Claimant(s): Joseph Andreoli
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Morton S. Bunis
Hearing Site: Jersey City, NJ
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| 23-02867 | 03/13/2024 | Claimant(s): Richard Stewart
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Karen H. Chapman
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
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| 23-01243 | 03/13/2024 | Claimant(s): Andrew Ruud
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Nashville, TN
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| 23-01062 | 03/13/2024 | Claimant(s): Robert Alvarez
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): Dale A. Kaliszeski, Jeffrey Ackermann, Richard William Cryar
Hearing Site: New Orleans, LA
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| 22-00526 | 03/13/2024 | Claimant(s): Patrick Troy, Patrick J. Troy Living Trust
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Brad Goldberg, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Leonard Arthur Nelson, Yana Karnaukhov, Takia D Washington
Hearing Site: Chicago, IL
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| 22-02587 | 03/13/2024 | Claimant(s): Enrique Torruella
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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| 23-03182 | 03/13/2024 | Claimant(s): Jon Drees
Claimant Lawyers(s): Jon Drees
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Grant D. Sanders
Hearing Site: Minneapolis, MN
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| 22-01572 | 03/13/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Erika Murdoch
Respondent(s): Daryl Demo, Michael Quin, DayMark Wealth Partners
Respondent Lawyers(s): Mathew Plant
Arbitrator(s): Lawrence W. Arness, Harlita R. Tomlinson, Robert Roth Sparks
Hearing Site: Cincinnati, OH
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| 23-01203 | 03/13/2024 | Claimant(s): Martin Weiss
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Steven Mark Bell
Hearing Site: Des Moines, IA
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