21-02925 | 04/05/2024 | Claimant(s): Michael Shular Claimant Lawyers(s): Moshe Y. Singer Respondent(s): James Stuart, Richfield Orion International. Respondent Lawyers(s): James Brett Stuart Arbitrator(s): Mark A. Myers, Kenneth R. Starr, Avery B. Goodman Hearing Site: Nashville, TN
| | $1,215,270 |
23-02658 | 04/05/2024 | Claimant(s): Tyson Lewis Claimant Lawyers(s): Peter Lindholm Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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22-02847 | 04/05/2024 | Claimant(s): Lorenzo Bettino Claimant Lawyers(s): Samuel B. Edwards Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Herbert Liberman, Paul E. Dahlman, John (Jack) Louis Neveaux Hearing Site: Denver, CO
| | $0 |
23-01028 | 04/04/2024 | Claimant(s): Scott Namowicz Claimant Lawyers(s): Bryan L. Tyson Respondent(s): Sallie LarsenL Financial Holdings Inc. Severance Respondent Lawyers(s): Roger Scruggs Arbitrator(s): Richard H. Potter, David M. Pierce, Daniel F. Piar Hearing Site: Charlotte, NC
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19-02942 | 04/04/2024 | Claimant(s): Edna Angeli Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Eric Ross Cromartie, Ross B. Russell, Rayner Mathias Bettendorf Hearing Site: San Juan, PR
| | Expungement |
22-01717 | 04/04/2024 | Claimant(s): Jeffrey Sikirica, Chapter 7, Melvin Pirchesky Claimant Lawyers(s): Michael J. Betts Respondent(s): Joanne Park, Keith Moore, Boustead Securities Respondent Lawyers(s): Jason L. Ott Arbitrator(s): Peter Glasser, Mark K. Gubinsky, Louis Charles Schmitt Hearing Site: Pittsburgh, PA
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23-03011 | 04/03/2024 | Claimant(s): Loren Weiss Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Nancy Kramer Hearing Site: New York, NY
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23-00552 | 04/03/2024 | Claimant(s): Matthew Jung Claimant Lawyers(s): Christopher H. Tovar Respondent(s): TD Ameritrade. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Rosa Linda Guadarrama Hearing Site: San Diego, CA
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23-03017 | 04/03/2024 | Claimant(s): Neil Klein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): John Franklin Udochi Hearing Site: New York, NY
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23-02557 | 04/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company Claimant Lawyers(s): Christopher J. Murdoch Respondent(s): Leibish Schwartz Respondent Lawyers(s): Leibish Schwartz Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY
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