Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01054 | 11/19/2020 | Claimant(s): Amy Webster Claimant Lawyers(s): Robert L. Herskovits Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John D. Mattingly Hearing Site: Atlanta, GA | $0 | |
| 20-01360 | 11/19/2020 | Claimant(s): Coastal Equities. Claimant Lawyers(s): Francis Skinner Respondent(s): Dudley Stephens Respondent Lawyers(s): Dudley Frankiln Stephens Arbitrator(s): Denise L. Quarles Hearing Site: New York, NY | $0 | |
| 20-01381 | 11/19/2020 | Claimant(s): Kristina Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Hearing Site: Wilmington, DE | $0 | |
| 20-00145 | 11/18/2020 | Claimant(s): Warren Rivetz Claimant Lawyers(s): Amy Beth Bard Respondent(s): Morgan Stanley, Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff, Joseph A. Sack Arbitrator(s): Eugene G. P. Byrne Hearing Site: New York, NY | $0 | |
| 20-00682 | 11/18/2020 | Claimant(s): Eran Grumberg Claimant Lawyers(s): Laurence Moy Respondent(s): Lord Abbett Distributor LLC Respondent Lawyers(s): Brian S. Kaplan Arbitrator(s): Noah Jonathan Hanft Hearing Site: New York, NY | $0 | |
| 20-01094 | 11/18/2020 | Claimant(s): Eric Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Trevor Brown Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI | $0 | |
| 20-01197 | 11/18/2020 | Claimant(s): Michael Schwartz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Josian Antoine Hearing Site: New York, NY | $0 | |
| 20-01782 | 11/18/2020 | Claimant(s): William O'Connell Claimant Lawyers(s): Gerry Giurato Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Richard Kent Mahrle Hearing Site: Phoenix, AZ | $0 | |
| 19-00636 | 11/18/2020 | Claimant(s): Barbara Brody Revocable Trust, Richard Brody Revocable Trust Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Leslie L. Cooney, Will Murphy, Linda M. Foster-Wells Hearing Site: Boca Raton, FL |  | $0 |
| 19-03747 | 11/18/2020 | Claimant(s): George Neill, Linda A. Neill Claimant Lawyers(s): George Neill Respondent(s): David Miller, Henry Klausman, Shelley Eddy, Peachcap Securities. Respondent Lawyers(s): Gregg J. Breitbart, Stephen D. Councill Arbitrator(s): James C. Hoover Hearing Site: Columbia, SC | | $0 |