| 20-01034 | 12/09/2020 | Claimant(s): Samuel Monchik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Geneos Wealth Management.
Respondent Lawyers(s): James Noblett, Victoria H. Buter
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Wilmington, DE
| | $0 |
| 20-01530 | 12/09/2020 | Claimant(s): RONALD RADNER
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Edward Jones
Respondent Lawyers(s): Wesley Holston
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL
| | $0 |
| 20-01537 | 12/09/2020 | Claimant(s): Emil Baczyk
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): PNC Investments
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Jersey City, NJ
| | $0 |
| 20-01714 | 12/09/2020 | Claimant(s): Raymond Clark
Claimant Lawyers(s): Bryan Ward
Respondent(s): Grayson Financial LLC, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein, Joseph Hagan
Arbitrator(s): Sam Antar
Hearing Site: Jersey City, NJ
| | $0 |
| 20-01988 | 12/09/2020 | Claimant(s): Brian Smoot
Claimant Lawyers(s): Brian Luther
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
| | $0 |
| 20-02168 | 12/09/2020 | Claimant(s): B. Riley Wealth Management
Claimant Lawyers(s): Michael Markunas
Respondent(s): Jason Parker
Respondent Lawyers(s): Jason Brent Parker
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | $0 |
| 20-01369 | 12/09/2020 | Claimant(s): Lee Abrahamsen, Robert Abrahamsen, Robert Abrahamsen SER IRA
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Zachary Bader
Respondent Lawyers(s): Zachary T. Bader
Arbitrator(s): Catherine M. Gallagher
Hearing Site: Augusta, ME
|  | $132,986 |
| 19-00834 | 12/09/2020 | Claimant(s): Barbara Ringwalt, David Ringwalt, Hope Yonge, Jolante Kahnt, Nancy Fetzer, Peter Prowalny, Wes Fetzer
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Robert Halldin, American Portfolios Financial Services,
Respondent Lawyers(s): Neil S. Baritz, Robert James Halldin
Arbitrator(s): Kenneth R. Starr, Philip L. Manczak, Natalie Paskiewicz
Hearing Site: Tampa, FL
| | $0 |
| 19-03841 | 12/08/2020 | Claimant(s): Alex Muscati
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Prudential Equity Group, Morgan Stanley, Wachovia Securities, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Anthony Paduano, Christopher M. Sacco, Joelle A. Simms, Patricia E. Cowart
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | $0 |
| 20-00436 | 12/08/2020 | Claimant(s): Sylvester Knox
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Preston Martin
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
| | $0 |
