24-00090 | 05/06/2024 | Claimant(s): VV Big Bear, VV Durango Claimant Lawyers(s): Joshua B. Kons Respondent(s): CrowdStreet Capital LLC, CrowdStreet. Respondent Lawyers(s): Gabrielle L. Gould Arbitrator(s): David S. Eisenberg, Brent Huntley, Harry Edward Hinderliter Hearing Site: Las Vegas, NV
| | $0 |
22-02571 | 05/06/2024 | Claimant(s): Estate of Mark Sherman Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Sylvia Kaminsky, Sandra Holtzman, Richard Gary Stelnik Hearing Site: Jersey City, NJ
| | Expungement |
23-03294 | 05/06/2024 | Claimant(s): Kenny Johnson Claimant Lawyers(s): Christopher H. Tovar Respondent(s): TD Ameritrade. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Terry M Lloyd, Gary G. Sackett, James Wilmer Barlow Hearing Site: Salt Lake City, UT
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23-03050 | 05/06/2024 | Claimant(s): Gary Glockzin Claimant Lawyers(s): Zachary S. Knoblock Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Jonathan L. French Arbitrator(s): Charles G. Michaels, Mary Margaret Bush, Howard N. Gorney Hearing Site: San Diego, CA
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22-02441 | 05/03/2024 | Claimant(s): Nicole Maisner Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): LPL Financial LLC Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): Benjamin F. Breslauer, Aurelio A. Garcia, Carmen Theresa Herrera Hearing Site: Los Angeles, CA
| | Expungement |
23-02963 | 05/03/2024 | Claimant(s): Nicholas Fusco Claimant Lawyers(s): Jhansi Fusco Respondent(s): David Lerner Associates. Respondent Lawyers(s): Allen Holeman Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY
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23-02991 | 05/03/2024 | Claimant(s): David Burgio Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Prime Capital Services. Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kevin R. Zehe Hearing Site: Buffalo, NY
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24-00246 | 05/03/2024 | Claimant(s): D.A. Davidson & Co. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Avya Daver Respondent Lawyers(s): Avya Daver Arbitrator(s): Edward W. Morris Hearing Site: New York, NY
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23-01432 | 05/03/2024 | Claimant(s): Gary Lydrickson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Franklin Distributors Respondent Lawyers(s): Miles S. Winder Arbitrator(s): Jeffrey M. Bain Hearing Site: Cleveland, OH
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23-02339 | 05/03/2024 | Claimant(s): Steven Mogul Claimant Lawyers(s): Craig A. Riha Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL
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