Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02067 | 02/01/2021 | Claimant(s): Peter Schallmoser Claimant Lawyers(s): Peter A. Schallmoser Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jerome F. Crotty, Thomas P. Valenti, Alicia Hilton Hearing Site: Chicago, IL | $0 | |
| 20-02956 | 02/01/2021 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Elizabeth E. Moum Respondent(s): Henrique Lucena Respondent Lawyers(s): Henrique David Lucena Arbitrator(s): Michael J. Quarequio Hearing Site: Boca Raton, FL | $0 | |
| 20-03287 | 02/01/2021 | Claimant(s): John Mazuroski Claimant Lawyers(s): Michael J. Giarrusso Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): George Forest Bingham Hearing Site: Philadelphia, PA |  | $14,600 |
| 19-03338 | 01/29/2021 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Gary Helbling Respondent Lawyers(s): Alex Mazzella Arbitrator(s): Mary Elizabeth Satran Hearing Site: Hartford, CT | $0 | |
| 20-01128 | 01/29/2021 | Claimant(s): Jay Ambroson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gould, Ambroson & Associates Ltd. Respondent Lawyers(s): Jay Allan Ambroson Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY | $0 | |
| 20-01466 | 01/29/2021 | Claimant(s): Kevin Janus Claimant Lawyers(s): Stephan Louviere Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | $0 | |
| 20-01592 | 01/29/2021 | Claimant(s): Richard Baer Claimant Lawyers(s): Benjamin Winograd Respondent(s): John Hancock Distributors LLC Respondent Lawyers(s): William A. Gottlieb Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | $0 | |
| 20-01820 | 01/29/2021 | Claimant(s): Douglas Padden Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | $0 | |
| 20-01850 | 01/29/2021 | Claimant(s): Daniel Ruediger Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Kenneth James Pedersen Hearing Site: Portland, OR | $0 | |
| 20-01927 | 01/29/2021 | Claimant(s): Brandon Sobel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | $0 |