Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00519 | 04/08/2021 | Claimant(s): Claimant Lawyers(s): Respondent(s): TD Ameritrade., Purshe Kaplan Sterling Investments Respondent Lawyers(s): Neil S. Baritz, Sanay B. Panchal Arbitrator(s): Richard D. Fincher, Delores Manwar, Kenneth Layne Morrill Hearing Site: Phoenix, AZ |  | Expungement |
| 20-01591 | 04/07/2021 | Claimant(s): Richard Baer Claimant Lawyers(s): Benjamin Winograd Respondent(s): Lefcourt Financial Group. Respondent Lawyers(s): Corporate Officer Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 20-02937 | 04/07/2021 | Claimant(s): Eric Wegner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN | ||
| 20-03082 | 04/07/2021 | Claimant(s): Jason Hudson Claimant Lawyers(s): Joelle A. Simms Respondent(s): Edward Jones Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): Jeffrey R. Jury Hearing Site: Oklahoma City, OK | ||
| 20-03173 | 04/07/2021 | Claimant(s): Michael Nessim Claimant Lawyers(s): Ross J. Kartez Respondent(s): Josephthal & Co.. Respondent Lawyers(s): Nicola A. Murphy Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-03878 | 04/07/2021 | Claimant(s): Intrepid Financial Partners LLC Claimant Lawyers(s): John Siegal Respondent(s): Antonio Fernandez Respondent Lawyers(s): Daniel A. Schnapp Arbitrator(s): Linda Broocks, Sherry R. Wetsch, Marquita Daniella Green Hearing Site: Houston, TX | ||
| 20-03917 | 04/07/2021 | Claimant(s): Boris Belilovsky Claimant Lawyers(s): Boris Belilovsky Respondent(s): Arthur Grossbard, Royal Alliance Associates. Respondent Lawyers(s): Greg Curley Arbitrator(s): Evdokia Sofos Hearing Site: New York, NY | | $0 |
| 20-03294 | 04/07/2021 | Claimant(s): Joan Crisp, Larry Buckner Claimant Lawyers(s): Larry J. Buckner Respondent(s): David Meyer Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Joseph Charles Smolira, Robert G. Bannon, Eric Matthew Bittner Hearing Site: Nashville, TN | | Expungement |
| 20-01769 | 04/06/2021 | Claimant(s): Philip Rodriguez Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY | ||
| 20-02967 | 04/06/2021 | Claimant(s): James Young Claimant Lawyers(s): Robert Moses Respondent(s): Hightower Securities Respondent Lawyers(s): Meghan E. Flinn Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO |