Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02997 | 06/22/2021 | Claimant(s): Robert Bradshaw Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Jim Geiger Hearing Site: Norfolk, VA | ||
| 18-02447 | 06/22/2021 | Claimant(s): Tupper Briggs Claimant Lawyers(s): Jason J. Kane Respondent(s): VSR Financial Services., Robert Burns, Summit Brokerage Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Steven Meyrich, Donald N. Tolin, Deanna M. Tuley Hearing Site: Denver, CO |  | Expungement |
| 19-03548 | 06/22/2021 | Claimant(s): Jefferson Davis Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Anya N. Thepot Arbitrator(s): Samuel H. Chorches Hearing Site: Providence, RI | | $0 |
| 20-03577 | 06/22/2021 | Claimant(s): Robert Caswell Claimant Lawyers(s): Kevin P. Krupnick Respondent(s): Lawrence Fawcett Respondent Lawyers(s): Lawrence John Fawcett Arbitrator(s): Jonathan B. Gilbert Hearing Site: Des Moines, IA | | $0 |
| 20-02715 | 06/21/2021 | Claimant(s): Darin Gibson Claimant Lawyers(s): Benjamin Winograd Respondent(s): AXA Advisors Respondent Lawyers(s): Michael Bryant Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 20-02971 | 06/21/2021 | Claimant(s): Jonathan Hlavac Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Proequities. Respondent Lawyers(s): Stephen C. Jackson Arbitrator(s): Stephen P. Calardo Hearing Site: Cincinnati, OH | ||
| 20-03193 | 06/21/2021 | Claimant(s): John Cassandra Claimant Lawyers(s): Cory Zadanosky Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Monica I. Salis Hearing Site: Boca Raton, FL | ||
| 20-03509 | 06/21/2021 | Claimant(s): Shane Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Capital. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-04013 | 06/21/2021 | Claimant(s): Douglas Donnelly Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Craig Charles Beles Hearing Site: Seattle, WA | ||
| 20-01913 | 06/21/2021 | Claimant(s): Jeremy McDonald Claimant Lawyers(s): Kyle M Kulzer Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda H. Wright Arbitrator(s): Mark A. Myers, Clarence H. Hampton, Stephanie Hunter Hearing Site: Birmingham, AL | | $0 |