Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03458 | 07/23/2021 | Claimant(s): Sean Dobranich Claimant Lawyers(s): James P. Galvin Respondent(s): Wells Fargo Clearing Services, Waddell & Reed Respondent Lawyers(s): Chad Weaver, Patricia Cowart Arbitrator(s): Barry A. Mainardi, Robert E. Jenks, Ben Lehavi Hearing Site: Las Vegas, NV | ||
| 21-00163 | 07/23/2021 | Claimant(s): Sean Falk Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NT Securities LLC Respondent Lawyers(s): Larry Nocek Arbitrator(s): Charles Orlove Hearing Site: Chicago, IL | ||
| 19-02561 | 07/22/2021 | Claimant(s): Morgan Stanley, MSSB Financing LLC Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Neal Rutman Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): Edward Turner Borer, Joseph J. Dougherty, Mark H. Stein Hearing Site: Philadelphia, PA | ||
| 20-01435 | 07/22/2021 | Claimant(s): Christopher DiGregorio Claimant Lawyers(s): Daniel D'Costa Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Anne Murphy Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ | ||
| 20-02000 | 07/22/2021 | Claimant(s): Glen Ringwall, Mark Manion Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 20-02378 | 07/22/2021 | Claimant(s): Bret Laporte Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman Arbitrator(s): Jim Geiger Hearing Site: Hartford, CT | ||
| 20-02844 | 07/22/2021 | Claimant(s): Victor Iannelli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-03191 | 07/22/2021 | Claimant(s): Jason Zahtila Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): American Capital Partners Respondent Lawyers(s): John Gardini Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 21-00036 | 07/22/2021 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Signator Investors. Respondent Lawyers(s): James V. Noblett Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 21-01341 | 07/22/2021 | Claimant(s): John Morris Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ |