Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01341 | 07/22/2021 | Claimant(s): John Morris Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 20-02065 | 11/27/2020 | Claimant(s): John Morris Claimant Lawyers(s): Melissa J. Gworek Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | ||
| 09-00796 | 12/21/2009 | Claimant(s): Estate of Peter W. Roslund Claimant Lawyers(s): David C. Berman Respondent(s): J.P. Morgan Securities, Stephen Gabriel Respondent Lawyers(s): Eugene L. Small, Ronald P. Kane Arbitrator(s): Leonard E. Benade, W. Wells Van Pelt, John R. Morris Hearing Site: Charlotte, NC |  | Stipulated Award and Expungement |